Merging k Lists: From the Basics to Advanced Techniques


Merging multiple sorted linked lists into a single sorted linked list is a common challenge in coding interviews and real-world applications. By mastering this problem, you’ll gain valuable insights into techniques like merging algorithms, data structures, and optimization strategies. Let’s break it down step by step.


Understanding the Problem: Merge k Sorted Linked Lists

You are given an array of  k  sorted linked lists. The task is to merge all the linked lists into one sorted linked list and return its head.

Key Details

Input: An array of  k  sorted linked lists.

Output: A single sorted linked list.

Constraints:

• k  can be large.

• The total number of nodes across all linked lists is  n .

Example:

Input:

lists = [[1,4,5], [1,3,4], [2,6]]


Output:

[1, 1, 2, 3, 4, 4, 5, 6]


Starting with the Naive Approach to Merge k Sorted Lists


When tackling the “Merge k Sorted Lists” problem, it’s essential to begin with the naive approach. This method provides a simple, intuitive way to merge multiple sorted linked lists one by one. While not the most efficient, it helps establish a foundational understanding of the problem before moving on to optimized solutions.

public class MergeKSortedLists {
    public ListNode mergeKLists(ListNode[] lists) {
        if (lists == null || lists.length == 0) return null;

        ListNode merged = null;
        for (ListNode list : lists) {
            merged = mergeTwoLists(merged, list);
        }
        return merged;
    }

    // Helper function to merge two sorted linked lists
    private ListNode mergeTwoLists(ListNode l1, ListNode l2) {
        ListNode dummy = new ListNode(0); // Dummy node to simplify list construction
        ListNode current = dummy;

        while (l1 != null && l2 != null) {
            if (l1.val <= l2.val) {
                current.next = l1;
                l1 = l1.next;
            } else {
                current.next = l2;
                l2 = l2.next;
            }
            current = current.next;
        }

        // Append the remaining elements from either list
        current.next = (l1 != null) ? l1 : l2;

        return dummy.next;
    }
}


The mergeKLists function solves the problem of merging multiple sorted lists by repeatedly using mergeTwoLists, which handles the merging of two sorted lists at a time. This iterative approach ensures that the final output is a single sorted linked list.

Why This Code Is Not Efficient

What Happens:

• At each step, the mergeTwoLists function combines the merged list with another input list.

• This results in the merged list growing larger with each iteration, making subsequent merges increasingly expensive.

Example:

• If  k = 5 , you first merge lists  L1  and  L2 , then merge the result with  L3 , and so on.

• By the time you merge the last list, the merged list contains almost all nodes, leading to repetitive comparisons.


Efficiently Merging k Sorted Lists Using Divide and Conquer

The naive approach to merging  k  sorted lists involves merging lists sequentially, one at a time. While simple, this results in a time complexity of  O(k log n) , where  n  is the total number of nodes across all lists. This becomes inefficient as  k  grows larger.

The divide-and-conquer approach:

1. Divides the array of lists into smaller groups, reducing the problem size at each step.

2. Recursively Merges these smaller groups, combining them efficiently.

3. Combines Two Lists at a time using the mergeTwoLists helper function, which ensures sorted order.

This reduces the time complexity to  O(n log k) , making it much more suitable for larger inputs.

class Solution {
    public ListNode mergeKLists(ListNode[] lists) {
        if (lists == null || lists.length == 0) return null;
        return mergeKListsHelper(lists, 0, lists.length - 1);
    }

    private ListNode mergeKListsHelper(ListNode[] lists, int start, int end) {
        if (start == end) return lists[start];
        if (start < end) {
            int mid = start + (end - start) / 2;
            ListNode left = mergeKListsHelper(lists, start, mid);
            ListNode right = mergeKListsHelper(lists, mid + 1, end);
            return mergeTwoLists(left, right);
        }
        return null;
    }

    private ListNode mergeTwoLists(ListNode l1, ListNode l2) {
        ListNode dummy = new ListNode(0);
        ListNode current = dummy;

        while (l1 != null && l2 != null) {
            if (l1.val <= l2.val) {
                current.next = l1;
                l1 = l1.next;
            } else {
                current.next = l2;
                l2 = l2.next;
            }
            current = current.next;
        }
        current.next = (l1 != null) ? l1 : l2;

        return dummy.next;
    }
}


Step-by-Step Explanation


1. Calculate the Midpoint

int mid = start + (end - start) / 2;

Why the Midpoint?:

• It ensures that the input is split evenly, creating balanced subproblems.

• Balanced subproblems minimize the depth of the recursion tree, leading to optimal performance.


2. Recursively Merge the Left & Right Half

ListNode left = mergeKListsHelper(lists, start, mid);
ListNode right = mergeKListsHelper(lists, mid + 1, end);


The left & right half is solved independently, reducing the problem size.


3. Merge

return mergeTwoLists(left, right);

• Use the mergeTwoLists function to combine the two halves into a single sorted list.

Conclusion

Finding the midpoint is a cornerstone of the divide-and-conquer approach because it ensures:

Balanced splitting of subproblems.

Efficient recursion and merging.

Optimal time complexity, making the algorithm scalable for large  k . Without the midpoint, the problem becomes harder to manage and far less efficient.

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